U.S. Securities and Exchange Commission (SEC) Rule 606(a) requires all brokerage firms, including introducing firms, to make publicly available quarterly reports, broken down by calendar month, containing certain required statistical information regarding the routing of held, non-directed customer orders in Regulation NMS stocks as well as statistical information on routed customer orders in options.

Bulltick, LLC (the “Firm”) is publishing such quarterly report in accordance with Rule 606(a), and will keep the report publicly available for a period of at least three (3) years.

The report contains a section for Regulation NMS stocks (separated by securities that are included in the S&P 500 Index as of the first day of the quarter and other Non-S&P 500 stocks) and a separate section for listed options. For each section, the report identifies the venues to which the Firm routed the relevant orders and, for each venue, the required statistical information broken down by order type (i.e., market order, marketable limit order, non-marketable limit order and other orders). Each section of the report also contains information regarding the material aspects of the Firm’s relationship, if any, with each venue.

For more information regarding the quarterly reports required by SEC Rule 606(a), and other aspects of SEC Rule 606, you may review the final rule here.