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Susie GAITÁN

By Yolanda Delgado

Susie Gaitan is a Senior Associate in the Compliance Department covering the Firm’s Broker-Dealer (BD) and Registered Investment Advisor (RIA) affiliates.

She joined Bulltick in 2024 and brings 18 years’ experience in the financial services industry and back-office operations, serving in various capacities and in operations management. She is responsible for managing various compliance functions for the BD and RIA affiliates.

Prior to joining Bulltick, Susie was a Senior Operations Specialist with Mariva Capital Markets and at AndBank, where she focused on monitoring trading activity, reconciliation of clearing firm reports, revenues, expenses and broker commissions.

She received her Associate in Arts degree in Business Administration from Miami Dade College in 2009 and maintains the FINRA Registered Operations Professional License, Series 99.